Our services

MORE OFTEN, COMPANIES ARE FACED WITH SITUATIONS WHICH REQUIRE A FLUID DIALOGUE WITH THEIR INVESTORS AND COMPLIANCE WITH REPORTING OBLIGATIONS.

IssuerSolutions provides a clear, complete and accurate understanding of who your investors are and the most effective way to communicate with them.

FATCA, CRS, BEPS… In the current context of transparency and money laundering prevention, several regulations have been approved that impose new requirements of diligence and information on capital markets´ players. IssuerSolutions offers innovative solutions to be in line with the legal and tax obligations applicable to securities issuers.

issuer-services

Corporate Services

More often, companies are faced with situations that require a fluid dialogue with their investors. Our team provides a clear, complete and accurate understanding of who your investors are and the most effective way to communicate with them.

  • INVESTOR IDENTIFICATION

    INVESTOR IDENTIFICATION

    IssuerSolutions provides comprehensive bondholder identification reports of your bond issues, domestic and international, providing in-depth analysis of your investor base and a clear view of the custody chain, down to the final investors.

  • INFORMATION AND TABULATION AGENT. PROXY AGENT

    INFORMATION AND TABULATION AGENT. PROXY AGENT

    IssuerSolutions acts as information and tabulation agent at general meetings of noteholders where the issuer requests the consent to carry out a modification of the terms and conditions of an issue or to obtain approval in any other matter that requires investors´ consent. We distribute the notice of the call of meeting to as many investors as possible, inform them about the content of the agenda as well as how to participate and vote at the meeting. We make available a dedicated website where investors and their advisors may download the relevant documentation and complete the attendance and proxy card. Our objective is to ensure the necessary quorum is obtained, understand how investors intend to vote, prior to the day of the meeting, and take the necessary actions to assist in obtaining the necessary votes to pass the proposals.

  • CALCULATION AGENT

    CALCULATION AGENT

    IssuerSolutions acts as a calculation agent, determining the amount to be paid on interest payment dates, redemptions, make-whole amount, etc.

  • DUE DILIGENCE AGENT

    DUE DILIGENCE AGENT

    IssuerSolutions acts as Due Diligence Agent, applying auditing protocols of files and relevant documentation to ensure compliance with eligibility requirements of assets and due diligence on portfolio sales related to structured finance transactions.

  • TENDER AND EXCHANGE AGENT

    TENDER AND EXCHANGE AGENT

    IssuerSolutions acts as tender and exchange agent. We are your partner throughout the restructuring or refinancing project. We guarantee efficient communication with relevant market players in order to obtain the desired results. We have direct links with international and domestic clearing houses with which we communicate via SWIFT.

  • INVESTOR COMMITTEES

    INVESTOR COMMITTEES

    Many times, investors need to organize themselves in a committee and coordinate any actions they may have to take against or before the issuer . In those cases where investors are located in different jurisdictions, needing to interact with different clearing systems, custodian banks, legal advisors and representatives in general, it is common to engage a third party that will help them coordinate communication between themselves and the issuer and facilitate distribution of relevant information.

    IssuerSolutions has developed a web platform from where investors can obtain information of their securities, register their details and provide information on their holdings, contact committee members and/or coordinate future joint action they may need to take.

REGULATORY COMPLIANCE

We provide innovative solutions on the identification of investors to keep up to date with the legal and tax obligations of securities issuers. Working closely with the main global depositories and international securities clearing systems, we accommodate the needs of issuers, investors and other market participants and offer electronic solutions that ensure compliance with STP market operating standards.

  • INVESTOR IDENTIFICATION OF INTERNATIONAL SECURITIES. TAX INFORMATION MODEL

    INVESTOR IDENTIFICATION OF INTERNATIONAL SECURITIES. TAX INFORMATION MODEL

    Our procedure for identifying investors with tax residence in Spain, awarded by the Financial Times as one of the most innovative legal developments in 2013, enables Spanish issuers to comply with the reporting obligations on international debt instruments required by current tax legislation.

  • FISCAL CERTIFICATION IN DOMESTIC SECURITIES

    FISCAL CERTIFICATION IN DOMESTIC SECURITIES

    IssuerSolutions has designed a tax certification procedure that allows Spanish issuers to comply with the legal requirements that enable them to make income payments exempt of withholding tax, as well as with their tax reporting obligations towards these payments.

  • FATCA / CRS

    FATCA / CRS

    IssuerSolutions participates in the audits and drafting of appropriate procedures for compliance with due diligence imposed by FATCA and CRS regulations. We offer tailor made procedures for identification of tax residence and tracking of changes that take place after FATCA/CRS certification. We produce the report to be presented before the relevant tax authorities in the format approved by them.

  • DEREGISTRATION

    DEREGISTRATION

    IssuerSolutions analyses whether a foreign issuer of securities may obtain exception of its reporting obligations to the SEC, avoiding the high costs related to them.

Regulatory Solutions

IssuerSolutions can provide a full picture of your shareholder base, help you get a feeling of investor sentiment in the marketplace and identify potential investors.

  • SHAREHOLDER IDENTIFICATION

    SHAREHOLDER IDENTIFICATION

    Shareholder identification is key to public companies that wish to develop a successful Investor Relations strategy. IssuerSolutions provides the issuer with a complete overview of the current investor base and keeps track of changes. In order to provide an accurate report, we combine information obtained from public filings as well as analysis of shareholder lists and information received directly from custodians and thousands of institutional investors with whom we have contact on a regular basis.

    Tailor-made: we adapt to your needs and give the shareholder identification project the desired scope. For example, we identify the voting contact if you are looking to identify investors prior to a general meeting, or the portfolio manager if you wish to contact them for future roadshows.

  • Targeting

    Targeting

    IssuerSolutions identifies potential investors through analysis designed specifically for your company and profile. This tool not only provides a solid foundation for addressing potential shareholders but also helps you plan roadshows efficiently.

  • GENERAL MEETINGS

    GENERAL MEETINGS

    IssuerSolutions provides support during the celebration of the most important corporate event of the year, the Shareholders’ Meeting.

    Prior to the Meeting: we review the documentation, analyse shareholder records, draft the attendance and voting card, when applicable; provide a dedicated website to comply with the right to information, voting and/or delegation.

    Day of the Meeting: Registration of attendees, quorum, tabulation of votes, reporting of results.

    After the Meeting: we produce attendance lists, summary and details of votes, approved/rejected proposals, minutes and all relevant documentation.

  • Estudios de percepción

    PERCEPTION STUDIES

    Liquidity, shareholding structure and share value depend on how the investment community perceives events that affect in one way or another the course of the business, present or future. Find out how your company is perceived by the investment community to redefine your message and realign your strategy.

  • SHAREHOLDER REGISTER

    SHAREHOLDER REGISTER

    IssuerSolutions reconstructs and maintains, in electronic format, the contents of the Register of shareholders of public companies, obliged to keep these records, when their capital is represented by registered shares, either because it is required by the mercantile regulations (e.g., banks, motorway concessionaires or insurance companies) or because it is required by the application of a special tax regime (e.g., Entities Holding Foreign Securities).

  • RECOVERY OF WITHHOLDINGS SUPPORTED BY DOUBLE TAXATION

    RECOVERY OF WITHHOLDINGS SUPPORTED BY DOUBLE TAXATION

    Investments at international level can generate income subject to double taxation; on one hand, in the state in which the investment is located and, on the other, in the state in which the investor resides.

    Double Taxation Agreements help mitigate this effect by setting limits on taxation in the state in which the investor is not a resident, at source taxation in excess of these limits can be recovered by the investor.

    IssuerSolutions makes a complete audit of the client’s securities portfolio identifying potential tax credits and establishing the procedure for their recovery in each jurisdiction.